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State:This article discusses states as sovereign political entities; for other meanings, see state (disambiguation).
A state is an organized political community occupying a definite territory, having an organized government, and possessing internal and external sovereignty. Recognition of the state's claim to independence by other states, enabling it to enter into international agreements, is often important to the establishment of its statehood, although some theories do not make this a requirement - for instance, the Montevideo Convention. The "state" can also be defined in terms of domestic conditions, specifically, as conceptualized by Max Weber, "a state is a human community that (successfully) claims the monopoly of the legitimate use of physical force within a given territory." [http://www.mdx.ac.uk/www/study/xweb.htm] The exact meaning of this definition depends on what is understood by "legitimate". For more information see government.
Introduction
The word "state" in contemporary parlance often means the "Westphalian state", in reference to the Peace of Westphalia of 1648. In this sense, the modern state is an entity that enjoys extensive autonomy in its domestic economic and social policy, largely free from interference from other states and powers. A number of modern commentators have claimed that we are experiencing the decline of the Westphalian state as the principal actor of the international system, pointing to economic, cultural, political, and technological changes in the world, such as globalization and the emergence of regional and supernational groupings such as the European Union.
The term "state" is also used to describe subnational territorial divisions within a federal system, as in the case of the United States of America. See state (law) and state (non-sovereign).
In common speech, the terms country, nation and state are casually used as synonyms, but in a more strict usage they are distinguished:
- country is the geographical area.
- nation designates a people (however, national and international both confusingly refer as well to matters pertaining to what are strictly states, as in "national capital", "international law").
- state refers to the government, and an entity in international law.
Currently, the entire land surface of the Earth is divided among the territories of the roughly two hundred states now existing, with the special case of Antarctica, a variety of disputed territories, and a number of areas where state power exists in theory, but not in practice (the most significant of these being Somalia and Iraq).
Etymology
The word "state" originates from the medieval state or throne upon which the head of state (usually a monarch) would sit. By process of metonymy, the word state became used to refer to both the head of state and the power entity he represented (though the former meaning has fallen out of use). A similar association of terms can today be seen in the practice of referring to government buildings as having authority, for example "The White House today released a press statement..."
Formation of the state
The birth of the state, in the broadest sense of the word, coincides with the rise of civilization. For most of the existence of the human species, people lived as nomadic hunter-gatherers. That lifestyle began to change with the invention of agriculture around the 9th millennium BC. The practice of agriculture made it necessary for human beings to build permanent settlements and spend most of their lives in close proximity to the land they cultivated. Thus, control over land became an issue for the first time. To express that control, various forms of property rights developed, with people claiming different kinds of rights over various areas of land. Disagreements over the nature and extent of such claims of ownership degenerated into violence and the first "wars".
In some parts of the world, notably Mesopotamia and the Nile valley, natural conditions favoured the concentration of land ownership in few hands. Eventually, a small group of people found themselves owning the land on which many other people worked for a living. This control over the land meant control over the people whose livelihoods depended on the land; thus, the first primitive states arose. These states were usually despotic and unstable, with the ruler(s) holding absolute power over their subjects until some other ruler(s) displaced them. Since there were no laws and no infrastructure, and since power was exercised arbitrarily, some political theorists and historians do not consider such early forms of despotic rule to have been states in the proper sense of the word; they are sometimes called proto-states.
One of the earliest known sets of laws, the Code of Hammurabi, has been dated to ca. 1700 BC. It was around this time that the concept of law - one of the foundations of the modern state - began to appear. But the rulers of the Ancient Near East had a long tradition of holding absolute power and claiming the status of god-kings (see hydraulic despotism). Thus, laws limiting the power of monarchs did not develop very far in that region.
The city-states of Ancient Greece were the first to establish states whose powers were clearly defined in laws (even if the laws themselves could usually be changed quite easily). Also, notably, the idea of democracy was born in ancient Athens (see Athenian democracy).
Many institutions of the modern state (especially in Western Europe and areas once dominated by Western-European empires) can trace their origins back to Ancient Rome, which inherited the political traditions of the Greeks and developed them further (particularly the rule of law, albeit in incomplete form). However, the Roman Republic gave way to the Roman Empire - which, in turn, created the concept of universal empire: the idea that the entire world was (or should be) under the authority of one single legitimate state.
The fall of the Roman Empire and the Great Migrations changed the character of European politics. The "barbarian" (i.e., non-Roman) kingdoms and chieftains that followed the Roman Empire were ephemeral and transitory and bore little resemblance to the modern state. Even the kingdom of Charlemagne was fleeting; without the tradition of primogeniture, it dissolved into three smaller kingdoms with the Treaty of Verdun in 843. These kingdoms were treated more as land holdings by the royalty that ruled them. Once again, the state became little more than an expression of the ruler's private ownership of a certain area of land.
The lack of a real successor to the Roman Empire in Western Europe created a power vacuum. The kingdoms of Western Europe were besieged by invaders on the frontiers - first, the Muslim invasions from the south, then a series of new migrations from the east and finally the Viking invasions from the north. At the same time, the various kingdoms (and smaller political units) were often involved in wars with each other over territory and succession.
The solution that evolved out of these affairs was decidedly opposed to the system of independent states and temporary alliances that dominate the modern international system. Religion, which had rarely been a factor in the power calculations of Ancient Greece and the Roman Empire, became the cornerstone of an extremely loose pan-European defensive bloc under the aegis of the Catholic Church. This system produced an extensive framework of institutions - sometimes called "feudalism" - that regulated internal conflict and enabled Western Europe to confront exterior threats, even while no individual secular entity was truly independent in the sense of the modern state.
This system asserted itself abroad in the form of the Crusades as the Middle Ages progressed. In 1302, Pope Boniface VIII stated that the political powers of Christendom exercised their prerogatives "at the command and sufferance of the priest." This limited the power of kings, who were obliged to pledge their ultimate allegiance to the Pope.
The Holy Roman Empire, one of the strongest medieval authorities, emerged as a competitor to Papal power under Holy Roman Emperor Frederick Barbarossa, who invaded Italy to press his claims to secular authority in the mid-12th century. The weakening of the papacy was a major theme of the Middle Ages; the Western Schism in the later 14th century, a dispute over papal succession, was exploited by secular authorities and contributed to their growing power. The emergence of large, stable land holdings by single dynasties - for instance, France and Castile - enabled them to take a more active and independent role than their traditionally subsidiary role in the earlier middle ages.
This shift to more independent, more secular actors would become a major point of controversy in Early Modern Europe. The great dynasties of Europe dramatically consolidated power by the beginning of the 16th century; additionally, the external threats to Europe had considerably lessened. The Reformation was to have a powerful impact on the structure of European politics; the dispute was not only theological, but also threatened the very fabric of the ancient political institutions of feudalism. The bloody conflicts that followed, blending the religious and political, pitted those who asserted the authority of the Pope (and in Germany, the Holy Roman Emperor) against those who asserted the authority of secular authorities and their sovereign ability to make internal policy, particularly when that policy reflected religious affiliation, Roman Catholic or Protestant.
These conflicts culminated in the Thirty Years' War of the 17th century. In 1648, the powers of Europe signed the Treaty of Westphalia which ended the religious violence for purely political motives and the Church was stripped of temporal power - even though religion continued to play a political role as the foundation of the divine right of kings. The principle of "cuius regio, eius religio" established at Westphalia and previously in the Peace of Augsburg set a precedent of noninterference in other states' internal affairs that was key in the evolution of the modern state. In Germany, the office of the Holy Roman Emperor, the most prominent symbol of lingering institutions of feudalism, was emasculated as a secular authority in favor of the constituent elements of the Holy Roman Empire. The modern state was born.
The state continued to develop as monarchs brought nobles and free towns into line and amassed spectacular resources and prestige. The growing numbers of civil servants eventually became known as the bureaucracy after the elevation of the Republican ideal.
Nearly a century and a half after the Peace of Westphalia, the state became fully modern through the French Revolution. Claiming 'national will' as its justification, Napoleon and the Grande Armee of France swept over Europe. In response, conquered and neighboring principalities discarded their old systems and adopted the new model of the nation state. The nation state has remained the dominant political entity all over the world ever since, even though the many ideologies of the 19th and 20th century have created numerous different ways of running the affairs of nation states, as well as numerous different forms of internal and external organization (see political system and economic system).
International point of view
The legal criteria for statehood are not obvious. A document that is often quoted on the matter is the Montevideo Convention from 1933, the first article of which states:
:The state as a person of international law should possess the following qualifications: (a) a permanent population; (b) a defined territory; (c) government; and (d) capacity to enter into relations with the other states.
Also, in article 3 it very clearly states that statehood is independent of recognition by other states. This is the declarative theory of statehood. While the Montevideo is a regional American convention and has no legal effect outside the Americas, some have nonetheless seen it as an accurate statement of customary international law.
On the other hand, article 3 of the convention is attacked by the advocates of the constitutive theory of statehood, where a state exists only insofar as it is recognized by other states. Which theory is correct is a controversial issue in international law. An example in practice was the collapse of central government in Somalia in the early 1990s: the Montevideo convention would imply that the state of Somalia no longer existed, and the subsequently declared republic of Somaliland (comprising part of the so-called "former" Somalia) may meet the criteria for statehood. However the self-declared republic has not achieved recognition by other states.
Article 1 of the convention is also attacked by those who claim that it fails to take into account the complicated situations of military occupation, territorial cession, and governments in exile. Richard W. Hartzell is a leading proponent of this view, and stresses that the four criteria of article 1 need to be expanded to nine. See [http://www.taiwanadvice.com/conventions/montconv.htm The Montevideo Convention and Military Occupation].
The domestic point of view
Looked at from the point of view of an individual nation, the state is a centralized organization of the whole country. Those studying this dimension emphasize the relationship between the state and its people. The English political philosopher Thomas Hobbes argued that in order to avoid a multi-sided civil war, in which life was "solitary, poor, nasty, brutish, and short", individuals must necessarily surrender many of their "natural rights" -- including that of attacking each other -- to the "Leviathan", a unified and centralized state. In this tradition, Max Weber and Norbert Elias defined the state as an organization of people that has a monopoly on the legitimate use of force in a particular geographic area. Also in this tradition, the state differs from the "government": the latter refers to the group of people who make decisions for the state.
For Weber, this was an "ideal type", or model, or pure case of the state. Many institutions that have been called "states" do not live up to this definition. For example, in countries such as Afghanistan and the Democratic Republic of the Congo, the central state has so far not succeeded in monopolizing the legitimate use of force, and must compete with various local warlords. These cases are sometimes called "failed states".
One of the most basic characteristics of a modern state is regulation of property rights, investment, trade and the commodity markets (in food, fuel, etc.) typically using its own currency. Although many states (by their own decision) increasingly cede these powers to trade bloc entities, e.g. North American Free Trade Agreement, European Union, it is always controversial to do so, and opens the question of whether these blocs are in fact simply larger states. The study of political economy, which evolved into the modern study of economics, deals with these specific questions in more detail.
However, although states are often influenced in their decisions and no longer hold an absolute jurisdiction over their internal affairs, they are nonetheless much stronger in relation to international organizations or to other states than lower (substate) political subdivisions normally are. But the trend at the moment is for the power of superstate levels of governance to increase, and there is no sign of this increase abating. Many (especially those who favour constitutional theories of international law) therefore reject as outdated the idea of sovereignty, and view the state as just the chief political subdivision of the planet.
Philosophies of the state
Different political philosophies have distinct opinions concerning the state as a domestic organization. In the modern era, these philosophies emerged with the rise of capitalism, which coincided with the (re)emergence of the state as a separate and centralized sector of society. Philosophers such as Thomas Hobbes, John Locke, and Jean-Jacques Rousseau pondered issues concerning the ideal and actual roles of the state. Recent philosophers like John Rawls and Robert Nozick were more concerned with distributive justice and the morality of exercising political power.
There are four theories about the origin (and indirectly the justification) of the state. They are:
- Supernatural or natural authority - In this view, the state is either ordained by a higher power (such as God for the "Divine right of kings") or arises naturally out of a presumed human need for order and authority.
- Natural rights - According to this theory, human beings have certain rights that are "natural" (the implications of this word may vary), and establish states for the protection of those rights.
- Social contract - This idea holds that the state is established by the people (i.e. through the consent of the governed) in order to provide for various collective needs that cannot be satisfied through individual efforts, such as national defense, public roads, education, "the general welfare", etc.
- Conflict - Perhaps the simplest of the theories, it holds that the state did not arise out of any conscious decision, but merely as the result of violent conflict. Various groups of people fought each other for control over land or other resources, and the winning side imposed its domination on the losing side.
These four theories can accommodate the full spectrum of political views. In practice, most people (and most political philosophies) subscribe to a combination of two or more of the above theories - arguing, for example, that different states have different origins. The conflict theory, in particular, is often combined with one of the other three in order to separate the illegitimate states (those created through conflict and subjugation) from the legitimate ones.
There are at least five major philosophies of the state today, the last four of which correspond to specific political ideologies: contractarianism, liberalism, Marxism, conservatism, and anarchism.
Contractarianism, as the name implies, is based on the social contract theory. It is also the only major philosophy of the state that does not fall within any single political ideology - perhaps because several different ideologies have adopted it as their own. Contractarianism is the foundation of modern democracy, as well as most forms of socialism and some types of liberalism. In contractarian thinking, the state should express the public interest, the interests of the whole society, and reconcile it with the separate interests of individuals. The state provides public goods and other kinds of collective consumption, while preventing individuals from free-riding (taking advantage of collective consumption without paying) by forcing them to pay taxes.
Liberalism, in the classical sense, is based mainly on the natural rights theory. In this view, some or even all "rights" exist naturally and are not created by the state. For example, John Locke believed that individual property rights existed prior to the creation of the state, while the state's main job should be to preserve those rights. Historically, liberals have been less concerned with determining what the state should do and far more interested in stipulating what the state shouldn't do. The liberal philosophy of the state holds that the powers of any state are restricted by natural rights that exist independently of the human mind and overrule any social contract. However, there has been considerable debate among liberals as to what these natural rights actually are. Critics argue that they do not exist at all, since they are not evident from any observations of nature.
On the other hand, there are also liberals who subscribe to the contractarian theory. In most cases, they fall on the left wing of liberalism, being social liberals ("New Deal" liberals; see American liberalism) and arguing for a welfare state. They stand in opposition to adherents of the natural rights theory, who tend to be libertarians, falling on the right wing of liberalism and arguing for a "minimal" state.
The Marxist philosophy of the state is based on the conflict theory - specifically, on the idea of class conflict. In this view, the primary role of the state in practice is to enforce the existing system of unequal property and personal rights, class domination, and exploitation. The state also mediates in all types of social conflicts, and supplies necessary social-infrastructural conditions for society as a whole. Under such systems as feudalism, the lords used their own military force to exploit their vassals. Under capitalism, on the other hand, the use of force is centralized in a specialized organization which protects the capitalists' class monopoly of ownership of the means of production, allowing the exploitation of those without such ownership. In modern Marxian theory, such class domination can coincide with other forms of domination (such as patriarchy and ethnic hierarchies).
Further, in Marxist theory, classes and other forms of exploitation should be abolished by establishing a socialist system, to be followed later by a communist one. Communism, the final goal, is a classless, propertyless and stateless society; however, socialism still preserves personal property and a (democratic) state. Thus, Marxism is opposed to the state (which it views as illegitimate, in accordance with the conflict theory), but does not wish to abolish the state immediately. As such, there is some overlap between Marxism and contractarianism: the socialist state that Marxists wish to establish as their short-term goal is to be based on a form of social contract. This state ought subsequently to slowly "wither away" as the representative democracy of socialism gradually transforms into the direct democracy of communism. Once the process is complete, the communist social order has been achieved and the state no longer exists as an entity separate from the people.
In conservative thinking, which is based on the theory of (super)natural authority, the existing structure of traditions and hierarchies (of class, patriarchy, ethnic dominance, etc.) is seen as benefiting society overall. Thus, in a way, conservatives accept some ideas from both the Marxist and the liberal schools of thought, but view them in a different light: the state forces people to accept class and other kinds of domination, but this is seen as being for their own good. This perspective posits that, in general, current traditions only exist because they have been demonstrably successful in the past. Further, as with the liberals, the state is seen as always existing and/or "natural". Many conservatives, especially in recent decades, have come out in favor of the liberal theory of natural rights.
Finally, in anarchist thinking, the state is nothing but an unnecessary and exploitative segment of society. Totally rejecting the Hobbesian notion that only a state can prevent chaos, anarchists argue that the state's monopoly of violence creates chaos. They believe that if the state and its restrictions on individual freedom were abolished, people could figure out how to work together peacefully and individual creativity would be unleashed. Contrary to the Marxist perspective, the anarchists see the state as an unnecessary evil, rather than a tool to be used in the class struggle.
See also
- Anarchy
- Country
- International relations
- Nation state
- Police state
- The purpose of government
- The justification of the state
- Social contract
- unitary state
References
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External links
- Franz Oppenheimer; [http://www.opp.uni-wuppertal.de/oppenheimer/st/state0.htm The State. (1914/1922)]
- Franz Oppenheimer; [http://www.opp.uni-wuppertal.de/oppenheimer/fo27a.htm The Idolatry of the State. (1927)]
Category:International law
Category:International relations
Category:Social sciences
Category:Political geography
ja:国家
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th:รัฐ
State (disambiguation)The term state may refer to:
- a legal concept in public and private international law: see state (law)
- a sovereign political entity, see
- state
- unitary state
- nation state
- a non-sovereign political entity, see state (non-sovereign).
- in Australia, see Australian States and Territories.
- in Austria (Bundesland), see States of Austria.
- in Brazil, see States of Brazil.
- in Germany (Bundesland), see States of Germany.
- in India, see States and territories of India .
- in Mexico, see States of Mexico.
- in the United States of America, see U.S. state.
- The States, an assembly of the representatives of the estates of the realm in a subnational entity.
- States of Holland
- The parliaments of the the Channel Islands: the States of Jersey and the States of Guernsey
- States-General, an national assembly of the estates, a legislature.
- colloquially, used to refer to the United States.
- colloquially, the US State Department.
- a general condition, as in "state of being"
- a term in physics, particularly in thermodynamics, statistical physics, and dynamical systems and chaos theory, see state (physics).
- a term in computer science and computability theory, see state (computer science).
- a term in functional analysis, see state (functional analysis).
- a term in neuro-linguistic programming, see state (neuro-linguistic programming).
- a term in linguistic morphology traditionally used for a certain grammatical category of the noun in several Semitic languages.
- a sketch comedy show on MTV, see The State (TV series)
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Political
Politics is the process by which decisions are made for a given society. The method of making decisions for groups varies, but the act of decision making is the key component that characterises politics. Although it is generally applied to governments, politics is also observed in all human group interactions, including corporate, academic, and religious institutions.
Political science is the study of political behavior and examines the acquisition and application of power, i.e. the ability to impose one's will on another.
One theorist, Harold Lasswell, has defined politics as "who gets what, when, and how."
Another definition of 'politics' is: "how power is distributed within a group or system".
A natural state
In 1651, Thomas Hobbes published his most famous work, Leviathan, in which he proposed a model of early human development to justify the creation of human associations. Hobbes described an ideal state of nature wherein every person had equal right to every resource in nature and was free to use any means to acquire those resources. He noted that such an arrangement created a “war of all against all” (bellum omnium contra omnes). Further, he noted that men would enter into a social contract and would give up absolute rights for certain protections.
While it appears that social cooperation and dominance hierarchies predate human societies, Hobbes’s model illustrates a rationale for the creation of societies (polities).
Early history
V.G. Childe describes the transformation of human society that took place around 6000 BCE as an urban revolution. Among the features of this new type of civilization were the institutionalization of social stratification, non-agricultural specialised crafts (including priests and lawyers), taxation, and writing. All of which require clusters of densely populated settlements - city-states.
The word "Politics" is derived from the Greek word for city-state, "Polis". Corporate, religious, academic and every other polity, especially those constrained by limited resources, contain dominance hierarchy and therefore politics. Politics is most often studied in relation to the administration of governments.
The oldest form of government was tribal organization. Rule by elders was supplanted by monarchy, and a system of Feudalism as an arrangement where a single family dominated the political affairs of a community. Monarchies have existed in one form or another for the past 5000 years of human history.
Definitions
- Power is the ability to impose one's will on another. It implies a capacity for force, i.e violence.
- Authority is the power to enforce laws, to exact obedience, to command, to determine, or to judge.
- Legitimacy is an attribute of government gained through the acquisition and application of power in accordance with recognized or accepted standards or principles.
- A government is the body that has the authority to make and enforce rules or laws.
Political power
Samuel Gompers’ often paraphrased maxim,"Reward your friends and punish your enemies," hints at two of the five types of power recognized by social psychologists: incentive power (the power to reward) and coercive power (the power to punish). Arguably the other three grow out of these two.
Legitimate power, the power of the policeman or the referee, is the power given to an individual by a recognized authority to enforce standards of behavior. Legitimate power is similar to coercive power in that unacceptable behavior is punished by fine or penalty.
Referent power is bestowed upon individuals by virtue of accomplishment or attitude. Fulfillment of the desire to feel similar to a celebrity or a hero is the reward for obedience.
Expert power springs from education or experience. Following the lead of an experienced coach is often rewarded with success. Expert power is conditional to the circumstances. A brain surgeon is no help when your pipes are leaking.
Authority and legitimacy
Max Weber identified three sources of legitimacy for authority known as (tripartite classification of authority). He proposed three reasons why people followed the orders of those who gave them:
Traditional
Traditional authorities receive loyalty because they continue and support the preservation of existing values, the status quo. Traditional authority has the longest history. Patriarchal (and more rarely Matriarchal) societies gave rise to hereditary monarchies where authority was given to descendants of previous leaders. Followers submit to this authority because "we've always done it that way." Examples of traditional authoritarians include kings and queens.
Charismatic
Charismatic authority grows out of the personal charm or the strength of an individual personality (see cult of personality for the most extreme version). Charismatic regimes are often short lived, seldom outliving the charismatic figure that leads them. Examples include Hitler, Napoleon, and Mao.
Legal-rational
Legal-Rational authorities receive their ability to compel behavior by virtue of the office that they hold. It is the authority that demands obedience to the office rather than the office holder. Modern democracies are examples of legal-rational regimes.
References
GOMPERS,SAMUEL; “Men of Labor! Be Up and Doing,” editorial, American Federationist, May 1906, p. 319
See also
- Politics (disambiguation)
- Democracy
- History of democracy
- List of democracy and elections-related topics
- List of years in politics
- List of politics by country articles
- Political corruption
- Political economy
- Political movement
- Political parties of the world
- Political party
- Political psychology
- Political sociology
- Political spectrum
- Music and politics
Category:Ethics
Category:Topic lists
ko:정치
ms:Politik
ja:政治
simple:Politics
th:การเมือง
TerritoryA territory is a defined area (including land and waters), usually considered to be a possession of an animal, person, organization, or institution (from the word 'terra', meaning 'land').
- In politics, a territory is an area of land under the jurisdiction of a governmental authority. Territory can, though, include any geographical area under the jurisdiction of a sovereign and does not have a political division status. The remainder of this article deals with political territories.
- In biology, an organism which defends an area against intrusion (usually from members of its own species) is said to be territorial. For further details see territory (animal)
- In psychology, environmentalists study territorial behaviour to understand which territory an organism defends and why. Territorial behaviour is defined as:
:The actions or reactions of a person or animal in response to external threats towards the space that is defended by that person or animal.
Types of political territories include:
- A legally administered territory, which is a non-sovereign geographic area that has come under the authority of another government. For example, American Samoa is a territory of the government of the United States. With regard to the Canadian provinces and territories, the major difference between a Canadian province and a Canadian territory is that the federal government has more direct control over the territories, while the provinces are run by provincial governments empowered by the constitution. The same disctinction applies between Australian States and Territories, although Australia also distinguishes the mainland territories from the small insular possessions known as external territories. Under British rule, Hong Kong was often referred to as a territory, rather than a colony from about the 1960s onwards.
- An occupied territory which is a region that is under the military control of an outside power that has not annexed the region. An example of an occupied territory is Iraq after the American invasion of 2003 or Germany after World War II.
- A disputed territory, which is a geographic area claimed by two or more rival governments. For example, the territory of Kashmir is claimed by both the governments of India and Pakistan.
- A local government unit. The district of the Chatham Islands Council is termed the Chatham Islands Territory, although it is in all legal senses an integral part of New Zealand.
- A claimed part of Antarctica.
Category:Subnational entities
ko:영토
ja:縄張り
GovernmentA government is the body that has the power to make and enforce laws within an organization or group. In its broadest sense, "to govern" means to administer or supervise, whether over an area of land, a set group of people, or a collection of assets. The word government is derived the Greek Κυβερνήτης (kubernites), which means "steersman", "governor", "pilot" or "rudder".
Definitions
One approach is to define government as the decision-making arm of the state, and define the latter on the basis of the control it has over violence and the use of force within its territory. Specifically, the state (and by extension the government) has been considered by some to be the entity that holds a monopoly on the legitimate use of force within a territory. This view has been taken by the political economist Max Weber and subsequent political philosophers. The exact meaning of it depends on what is understood by “legitimate”. If we use the term in an ethical sense, then this definition would suggest that an organisation might be considered a state by its supporters but not by its detractors. An alternative definition is to take "legitimate" violence to be simply that which has active or tacit acceptance by the vast majority of the population. In this view, the presence of insurrection or civil war against an entity would jeopardise its claim to be a state, provided the insurrection enjoyed significant popular support. Similarly, an entity that shared military or police power with independent militias and bandits could be considered to have a monopoly on “legitimate” violence but to be failing to enforce it, reducing its claim to statehood. In practice, such situations are often described as "failed states".
Government can also be defined as the political means of creating and enforcing laws; typically via a bureaucratic hierarchy. Under this definition, a purely despotic organization which controls a territory without defining laws would not be considered a government.
Another alternative is to define a government as an organisation that attempts to maintain control of a territory, where "control" involves activities such as collecting taxes, controlling entry and exit to the state, preventing encroachment of territory by neighbouring states and preventing the establishment of alternative governments within the country.
In Commonwealth English, the word "Government" can also be used to refer only to the executive branch, in this context being a synonym for the word "administration" in American English (e.g. the Blair Government, the Bush Administration). In countries using the Westminster system, the Government (or party in Government) will also usually control the legislature. The French use of the word gouvernement covers both meanings, whereas Canadian French generally uses it to mean the executive branch. The German word Regierung refers only to government as the executive branch; the wider meaning of the word, government as a system, can be translated as Staatsgewalt.
Forms of government
Various forms of government have been implemented. A government in a developed state is likely to have various sub-organisations known as offices, departments, or agencies, which are headed by politically appointed officials, often called ministers or secretaries. Ministers may in theory act as advisors to the head of state, but in practice have a certain amount of direct power in specific areas. In most modern democracies, the elected legislative assembly has the power to dismiss the government, but in those states that have a separate head of government and head of state, the head of state generally has great latitude in appointing a new one.
Theories
There are a wide range of theories about the reasons for establishing governments. The four major ones are briefly described below. Note that they do not always fully oppose each other - it is possible for a person to subscribe to a combination of ideas from two or more of these theories.
Greed and oppression
Many political philosophies that are opposed to the existence of a government (such as Anarchism, and to a lesser extent Marxism), as well as others, emphasize the historical roots of governments - the fact that governments, along with private property, originated from the authority of warlords and petty despots who took, by force, certain patches of land as their own (and began exercising authority over the people living on that land). Thus, it is argued that governments exist to enforce the will of the strong and oppress the weak.
Order and tradition
The various forms of conservatism, by contrast, generally see the government as a positive force that brings order out of chaos, establishes laws to end the "war of all against all", encourages moral virtue while punishing vice, and respects tradition. Sometimes, in this view, the government is seen as something ordained by a higher power, as in the divine right of kings, which human beings have a duty to obey.
Natural rights
Natural rights are the basis for the theory of government shared by most branches of liberalism (including libertarianism). In this view, human beings are born with certain natural rights, and governments are established strictly for the purpose of protecting those rights. What the natural rights actually are is a matter of dispute among liberals; indeed, each branch of liberalism has its own set of rights that it considers to be natural, and these rights are sometimes mutually exclusive with the rights supported by other liberals.
Social contract
One of the most influential theories of government in the past two hundred years has been the social contract, on which modern democracy and most forms of socialism are founded. The social contract theory holds that governments are created by the people in order to provide for collective needs (such as safety from crime) that cannot be properly satisfied using purely individual means. Governments thus exist for the purpose of serving the needs and wishes of the people, and their relationship with the people is clearly stipulated in a "social contract" (a constitution and a set of laws) which both the government and the people must abide by. If a majority is unhappy, it may change the social contract. If a minority is unhappy, it may persuade the majority to change the contract, or it may opt out of it by emigration or secession.
Operations
Governments concern themselves with regulating and administering many areas of human activity, such as trade, education, medicine, entertainment, and war.
Enforcement of power
Governments use a variety of methods to maintain the established order, such as police and military forces, (particularly under despotism, see also police state), making agreements with other states, and maintaining support within the state. Typical methods of maintaining support and legitimacy include providing the infrastructure for administration, justice, transport, communication, social welfare etc., claiming support from deities, providing benefits to elites, holding elections for important posts within the state, limiting the power of the state through laws and constitutions (see also Bill of Rights) and appealing to nationalism. Different political ideologies hold different ideas on what the government should or should not do.
Territory
The modern standard unit of territory is a country. In addition to the meaning used above, the word state can refer either to a government or to its territory. Within a territory, subnational entities may have local governments which do not have the full power of a national government (for example, they will generally lack the authority to declare war or carry out diplomatic negotiations).
Scale of government
Main articles: government ownership, government spending
The scale to which government should exist and operate in the world is a matter of debate. Government spending in developed countries varies considerably but generally makes up between about 30% and 70% of their GDP.
See also
- Conspiracy theories
- Government ownership
- Government simulation
- Minority government
- Political corruption
- Premier
- Statesman
Relevant lists
- List of democracy and elections-related topics
- List of fictional governments
Category:Society
ko:정부
ms:Kerajaan
ja:政府
simple:Government
th:รัฐบาล
SovereigntySovereignty is the exclusive right to exercise supreme authority over a geographic region, group of people or oneself. Sovereignty over a nation is generally vested in a government or other political agency, though there are cases where it is held by an individual. A monarch who rules a sovereign country can also be referred to as the sovereign of that country. The concept of sovereignty also pertains to a government possessing full control over its own affairs within a territorial or geographical area or limit.
Sovereignty in certain contexts
In international law, sovereignty is the exercise of power by a state. De jure sovereignty is the legal right to do so; de facto sovereignty is the ability in fact to do so (which becomes of special concern upon the failure of the usual expectation that de jure and de facto sovereignty exist at the place and time of concern, and rest in the same organization). Foreign governments recognize the sovereignty of a state over a territory, or refuse to do so.
For instance, in theory, both the People's Republic of China and the Republic of China considered themselves sovereign governments over the whole territory of mainland China and Taiwan. Though some foreign governments recognize the Republic of China as the valid state, most now recognize the People's Republic of China. However, de facto, the People's Republic of China exercises sovereign power over mainland China, while the Republic of China exercises sovereign power over Taiwan. Since ambassadors are only exchanged between sovereign high parties, the countries recognizing the People's Republic often entertain de facto but not de jure diplomatic relationships with Taiwan by maintaining 'offices of representation', such as the American Institute in Taiwan, rather than embassies there.
Tribal sovereignty refers to the right of tribes or of federally recognized American Indian nations to exercise limited jurisdiction within and sometimes beyond reservation boundaries.
Two entities without territorial possessions are recognized as sovereign subjects under international law, namely Holy See (separate entity in international law vis-à-vis Vatican City, which has a very small amount of territory) and Order of Malta.
The etymology of the word sovereignty, with origins in the Latin super, conveys the idea of "overness".
In some regions of the world, such as Quebec and Indian Kashmir, the word "sovereignty" has become the preferred synonym for national independence. Compare the Maori term rangatiratanga, and the concept of self-determination.
The meanging of sovereignty is that the people alone had the authority to make laws limiting an individual's freedom of action
Different views of sovereignties
There exist vastly differing views on the moral bases of sovereignty. These views translate into various bases for legal systems:
- Partisans of the divine right of kings argue that the monarch is sovereign by divine right, and not by the agreement of the people. This, pushed to its conclusion, translates into a system of absolute monarchy.
- Most democracies are based on the concept of popular sovereignty: Ultimately, sovereignty is vested in the people, who freely grant the exercise of it to the government.
- Anarchists and some libertarians deny the sovereignty of states and governments.
- Supporters of democratic globalization consider that nation-states should yield some of their power to world organization controlled by world citizens instead of being organized as now in an intergovernmental basis
The key element of sovereignty in the legalistic sense is that of exclusivity of jurisdiction.
Specifically, when a decision is made by a sovereign entity, it cannot generally be overruled by a higher authority. Further, it is generally held that another legal element of sovereignty requires not only the legal right to exercise power, but the actual exercise of such power. ("no de jure sovereignty without de facto sovereignty") In other words, neither claiming/being proclaimed Sovereign, nor merely exercising the power of a Sovereign is sufficient, sovereignty requires both elements.
In federal systems of government, such as that of the United States, sovereignty also refers to powers a state-government has independently of the federal government.
The question whether the individual states, particularly the so-called 'Confederate States' of the American Union remained sovereign became a matter of debate in the USA, especially in its first century:
- According to the theory of John C. Calhoun, the states had entered into an agreement from which they might withdraw if other parties broke the terms of agreement, and they remained sovereign. Calhoun contributed to the theoretical basis for acts of secession, as occurred just before the American Civil War. However, Calhoun propounded this as part of a general theory of "nullification", in which a state had the right to refuse to accept any Federal law that it found to be unconstitutional. These self-same southern states refused to accept that non-slave states had any such nullificatory right and insisted that the Federal government enforce the Fugitive Slave Act over any state's attempt to nullify it-- however the premises of the Act was explicit in the Constitution, which required that all prisoners or slaves who escaped into other states, must be returned to their state of origin.
- According to the theory expounded in the Federalist Party, the individual states did not, after the formation of the constitution, remain completely sovereign: they retained possession of certain attributes of sovereignty, while others were ceded to the Federal government; while many states existed, only one sovereign survived. Even if the origin was a compact or contract, after the "United States" were formed by a "constitutional act" there no longer existed a mere contractual relation: there existed a state to which all were subject, and which all must obey. However, the Federalist party was soundly defeated, and the states soundly retained in Constitutional session, that violence could never be used against any state in enforcement of any of its dictates.
- According to Austin: In the case of a composite state or a supreme federal government, the several united governments of the several united societies together with a government common to these several societies, hold joint sovereignty in each of these several societies and also in the larger society arising from the federal union, the several governments of the several united societies remain jointly sovereign in each and all.
However, Jefferson and Madison alike, held that the states were not unlimited in their submission to the federal government; rather, each held that every state was the final arbiter of its own self-government, regardless of the union.
Quotes from the 1911 [http://1911encyclopedia.org/S/SO/SOVEREIGNTY.htm Encyclopædia Britannica].
See also
- colonization
- constitutive theory of statehood
- declarative theory of statehood
- globalization
- Montevideo Convention
- plenary authority
- state
- suzerainty
- Popular sovereignty
- Parliamentary sovereignty
- Sovereigntist
External links
- [http://plato.stanford.edu/entries/sovereignty/ Stanford Encyclopedia of Philosophy entry]
- [http://kennedy.byu.edu/partners/WFPC/alrfouh.html Protection of national sovereign rights under international law] - by Dr. Faisal Al-Rfouh, associate professor, political science, University of Jordan, President of the Gandhi Center for Strategic Studies (GCSS), NGO
- [http://www.state.gov/s/inr/rls/4250.htm Independent States in the World] US Department of State listing in which Taiwan is not included
Category:International law
Category:International relations
ja:主権
Montevideo ConventionThe Montevideo Convention on the Rights and Duties of States was a treaty signed at Montevideo on December 26, 1933, at the Seventh International Conference of American States. At this conference, United States President Franklin D. Roosevelt and Secretary of State Cordell Hull declared the so-called Good Neighbor Policy, which opposed U.S. armed intervention in inter-American affairs. This was a FDR's diplomatic attempt to reverse the perception of "Yankee imperialism," brought about by policies instituted (largely) by his uncle, President Theodore Roosevelt. The convention was signed by 19 states, 3 with reservations.
The convention sets out the definition, rights and duties of statehood. Most well-known is article 1, which sets out the four criteria for statehood that have sometimes been recognized as an accurate statement of customary international law:
:The state as a person of international law should possess the following qualifications: (a) a permanent population; (b) a defined territory; (c) government; and (d) capacity to enter into relations with the other states.
Furthermore, the first sentence of article 3 explicitly states that "The political existence of the state is independent of recognition by the other states." This is known as the declarative theory of statehood.
Some have questioned whether these criteria are sufficient, as they allow less-recognized entities like the Republic of China or even entirely non-recognized entities like the Principality of Sealand to claim full status as states. According to the alternative constitutive theory of statehood, a state exists only insofar as it is recognized by other states.
There have also been attempts to further broaden the convention's definition, although they have gained less support. Founders of non-territorial micronations commonly assert that the requirement in the Montevideo Convention of a defined territory is in some way wrong-headed, for largely unspecified reasons. Some non-territorial entities, notably the Sovereign Order of Malta, are indeed considered subjects of international law, but these do not aspire to statehood.
See also
- Sovereignty
- Dollar diplomacy
External link
- [http://www.yale.edu/lawweb/avalon/intdip/interam/intam03.htm Montevideo Convention on the Rights and Duties of States]
- [http://www.taiwanbasic.com/notes/HarIntMCexc.pdf Questions of Sovereignty -- the Montevideo Convention and Territorial Cession] The Republic of China on Taiwan: Qualified for Statehood?
Category:International law
Max Weber
Maximilian Weber (April 21, 1864 – June 14, 1920) was a German political economist and sociologist who is considered one of the founders of the modern, antipositivistic study of sociology and public administration. His major works deal with rationalisation in sociology of religion and government, but he also wrote much in the field of economics. His most popular work is his essay The Protestant Ethic and the Spirit of Capitalism, which began his work in the sociology of religion. Weber argued that religion was one of the primary reasons for the different ways the cultures of the Occident and the Orient have developed. In another famous work, Politics as a Vocation, Weber defined the state as an entity which possesses a monopoly on the legitimate use of physical force, a definition that became pivotal to the study of modern Western political science.
Life and career
Weber was born in Erfurt in Thuringia, Germany, the eldest of seven children of Max Weber Sr., a prominent politician and civil servant, and his wife Helene Fallenstein. His younger brother Alfred Weber was also a sociologist and economist. Because of his father's engagement with public life, Weber grew up in a household immersed in politics, and his father received a long list of prominent scholars and public figures in his salon. At the same time, Weber proved to be intellectually precocious. His Christmas present to his parents in 1876, when he was thirteen years old, took the form of two historical essays entitled "About the course of German history, with special reference to the positions of the emperor and the pope" and "About the Roman Imperial period from Constantine to the migration of nations". It seemed clear, then, that Weber would apply himself to the social sciences. At the age of fourteen, he wrote letters studded with references to Homer, Virgil, Cicero, and Livy, and he had an extended knowledge of Goethe, Spinoza, Kant, and Schopenhauer before he entered university studies.
Schopenhauer
In 1882 Weber enrolled in the University of Heidelberg as a law student. Weber joined his father's duelling fraternity and chose as his major study his father's field of law. Apart from his work in law, he attended lectures in economics and studied medieval history. In addition, Weber read a great deal in theology. Intermittently he served with the German army in Strasbourg. In the fall of 1884 Weber returned to his parents' home to study at the University of Berlin. For the next eight years of his life, interrupted only by a term at the University of Goettingen and short periods of further military training, Weber stayed at his parents' house, first as a student, later as a junior barrister in Berlin courts, and finally as a Dozent at the University of Berlin. In 1886 Weber passed the examination for "Referendar", comparable to the bar examination in the American legal system. Throughout the late 1880s, Weber continued his study of history. He earned his doctorate in law in 1889 by writing a doctoral dissertation on legal history entitled The History of Medieval Business Organisations. Two years later, Weber completed his "Habilitationsschrift", The Roman Agrarian History and its Significance for Public and Private Law. Having thus become a "Privatdozent", Weber was now qualified to hold a German professorship.
In the years between the completion of his dissertation and habilitation, however, Weber also began pondering contemporary social policy. In 1888 he had joined the "Verein für Socialpolitik", the new professional association of German economists affiliated with the Historical school who saw the role of economics primarily in the solving of the wide-ranging social problems of the age, and who pioneered large-scale statistical studies of economic problems. In 1890 the "Verein" established a research program to examine "the Polish question", meaning the influx of foreign farm workers into eastern Germany as local labourers migrated to Germany's rapidly industrialising cities. Weber was put in charge of the study and wrote a large part of its results. The final report was widely acclaimed as an excellent piece of empirical research, and cemented Weber's reputation as an expert on agrarian economics.
agrarian economics
In 1893 he married his distant cousin Marianne Schnitger, later a feminist and author in her own right, who after his death in 1920 was decisive in collecting and publishing Weber's works as books which previously had only appeared as articles in journals. In 1894 the couple moved to Freiburg, where Weber was appointed professor of economics at Freiburg University, before accepting the same position at the University of Heidelberg in 1897. The same year his father Max Weber sen. died two months after a severe quarrel with his son, making it impossible to resolve the conflict. Following this incident Weber was more and more prone to "nervousness" and insomnia making it increasingly impossible for him to lecture and fulfill his duties as a professor. He had to reduce his teaching and gave his last course in the fall of 1899, unable to finish it. After months in a sanatorium in the summer and fall of 1900, Max Weber and his wife Marianne travelled to Italy at the end of the year, not to return to Heidelberg until April 1902.
1902
After his immense productivity in the early 1890s he did not publish a single paper between early 1898 and the end of the year 1902 and finally resigned as a professor in the fall of 1903. However, being freed of this burden he accepted a position as associate editor of the Archives for Social Science and Social Welfare next to his colleagues Edgar Jaffé and Werner Sombart. In 1904 Max Weber began to publish some of his most seminal papers in this journal, notably his essay The Protestant Ethic and the Spirit of Capitalism. It became his most famous work, and laid the foundations for his later research on the impact of cultures and religions on the development of economic systems. Incidentally this essay was the only one of his works that was published as a book during his lifetime.
In 1912, Weber tried to organise a left-wing political party to combine social-democrats and liberals. This attempt was unsuccessful because many liberals feared social-democratic revolutionary ideals.
During the First World War, Weber served for a time as director of the army hospitals in Heidelberg. In 1915 and 1916 he was a member of commisions that tried to retain German supremacy in Belgium and Poland after the war. Weber was a German imperialist and wanted to enlarge the German empire to the east and the west. He became a member of the worker and soldier council of Heidelberg in 1918.
In 1918 Weber became a consultant to the German Armistice Commission at the Treaty of Versailles and to the commission charged with drafting the Weimar Constitution. He argued in favour of inserting Article 48 into the Weimar Constitution. This article was later used by Adolf Hitler to declare martial law and seize dictatorial powers.
From 1918, Weber resumed teaching, first at the University of Vienna, then in 1919 at the University of Munich. In Munich, he headed the first German University institute of sociology, but he never held a personal sociology appointment in his life. Weber left politics due to right wing agitation in 1919 and 1920. Many colleagues and students in Munich despised him for his speeches and left wing attitude during the German revolution of 1918 and 1919. Right-wing students protested at his home.
Max Weber died of pneumonia in Munich on June 14, 1920. It should be noted that many of his works famous today were collected, revised and published posthumously. Significant interpretations of Weber's writings were produced by such sociological luminaries as Talcott Parsons and C. Wright Mills.
Weber and German politics
Max Weber had a large influence on German policy towards the germanisation of Eastern Germany. He proposed closing the border to Polish workers from Russia and Austria-Hungary in his speech at the V. Evangelical Social Congress in 1894. He feared that Germany would eventually lose these eastern territories. He advocated the recolonisation of empty lands on the large estates of the Prussian Junkers by German settlers from the west, who would start small farms. The congress was mainly against Weber's demands because it supported the Prussian Junkers, but Weber influenced his friends and allies, including the pastor Friedrich Naumann, who later became an influential politician and one of the founders of the liberal Deutsche Demokratische Partei after WW I.
In 1905, Weber changed his mind. He was impressed by the attitude of the Russian liberal party, which wanted to change Russian nationalism by accepting ethnic minorities as Russians. Weber wanted the Germans to absorb other ethnic groups, especially the Poles, who should have become a part of a huge German empire. Weber thought that the only way that German culture would survive was by creating an empire. Power politics was to be the basis for defending the German culture and economy and to prevent it from becoming a powerless country like Switzerland.
Weber disliked the empty nationalist ideas of many German nationalists. He thought that power alone was not an acceptable goal, that politicians should stand for certain ideas but that they need a strong will to power to win. This idea of the will to power is originally from Nietzsche who was very popular in the Germany of the 1890s. But Nietzsche meant a strictly individual will to power and not a will to power to make a collective (like Germany) stronger as advocated by Weber. Weber wanted Germany to strengthen its economy by creating a huge empire. He was afraid of the huge world population that would lead to German unemployment in the long run and believed that the only way to support the German workers was to create an empire. He was afraid that an end would come to economic expansion and that countries would protect their own ecomomy with tariff walls. He did not foresee the technological advances and the profits of international trade for the national economy in the twentieth century.
Weber wanted the end of the power of the nobility. He despised the red scare of the middle classes, because the middle classes let the nobility rule.
In his opinion, the socialist parties were harmless, because they would turn into middle classes in due time. The nobility was only holding Germany up to become a major power in the world. In his opinion, which he expressed in the media and his politics, the middle classes should have united against the aristocracy. This led to a lot of dismay in right wing Germany. Weber was against the student fraternities which idolised military ranks. He wanted to stop the agrarian lobby damaging the regulations in the stock exchange. He was especially against the buying of titles and noble land by the upper class of the bourgeoisie. Weber wanted unlimited economic growth. Not military ranks, but ability and talent should be important for one's prospects. Money should be put into a company and not wasted in a useless piece of land. Weber feared the inefficiency of the economy in Roman Catholic, non-puritanical countries and was afraid that Germany would become like Austria: 'Verösterreicherung Deutschlands'.
Weber was against the German annexation plans during the First World War, but he was also against a dishonourable peace. He didn't believe that Germany could dominate the ethnic minorities after the war was won but that Germany should work together with German-dominated nations and make them enthusiastic about German imperialism.
Weber wrote a series of newspaper articles in 1917, entitled "Parliament and Government in a Re-constructed Germany." These articles called for democratic reforms to the 1871 constitution of the German Empire.
Weber argued that Germany's political problems were essentially a problem of leadership. Otto von Bismarck had created a constitution that preserved his own power, but limited the ability of another powerful leader to succeed him, because of the limited experience of the political establishment with decision-making. In January, 1919, Weber's brother was a founding member of the German Democratic Party.
Weber advocated democracy as a means for selecting strong leaders. Weber viewed democracy as a form of charismatic leadership where the "demagogue imposes his will on the masses." For this reason, the European left is highly critical of Weber for, albeit unwittingly, "preparing the intellectual groundwork for the leadership position of Adolf Hitler."
Like Nietzsche, Weber was strongly anti-socialism. He despised the anti-nationalist stance of the Marxist parties. Weber thought that the socialist society was impossible. He was surprised that the communists in Russia (who dissolved the old elite and bureaucracy) could survive for more than half a year. Weber died in 1920. It is unknown what his opinion about communism would have been after its survival. It would have probably been very negative, given Webers emphasis on freedom and the German nation.
His view on the social-democratic party was different. He thought that the social-democrats would become liberals after a while and get rid of their revolutionary ideals. Weber wanted to make the working classes enthusiastic about Germany and German imperialism, but later on he realized that this was impossible. Later on he changed his mind and realized that the imperial expansion of Germany was not in the interest of the working classes and only strengthened the power of the German establishment. Only the middle classes could make Germany into a huge empire. Weber wanted to unify Germany and to give the German working classes coresponsibility in the German government, but not out of an ideal of equality. He was against compassion. He wanted to create responsibility. Hard work and efficiency should bring wealth for successful members of the working classes. The socialist society was impossible according to him. Making an end to capitalism and enlarging of the bureaucracy would only lead to more enslavement of the workers. The only possible way for salvation would be the capitalist system and the application of new technics. Weber openly supported strikes and labour unions, while right-wing Germans were very opposed to this. +
Weber was very opposed to the conservatives that tried to hold back the democratic liberation of the working classes. Weber further dismayed the left when one of his students, Carl Schmitt (1888-1985), incorporated Weber's theories into a corpus of Nazi legal propaganda. Weber's personal and professional letters show considerable disgust for the anti-semitism of his day. It is doubtful that Weber would have supported the Nazis, had he lived long enough to see their doings.
Weber was very critical of German conservatives and the German emperor. Before the First World War he believed that emperor William II was a weak leader, who with the conservatives were destroying Germany's diplomatic position. The 1908 Daily Telegraph interview of William II especially was a great disappointment in his view. During the First World War, Weber was very critical of the German government. He thought that the right-wing Alldeutscher Verband and the German army leaders were making Germany lose the war. He was against the undemocratic views of the right-wing, which alienated the working class and resulted in strikes and revolution. He was opposed to unlimited submarine warfare, which resulted in a declaration of war from the United States.
Weber was opposed to the request of the majority of the German parliament for peace negotiations and strongly advocated continuing the war in many newspaper articles. At the same time, the right-wing, supported by the army, was agitating against the parliament's decision. When he found that peace was requested because of the near collapse of Austria, which had been kept secret from the press, he became enraged, for the army had known about the coming collapse of Austria. Weber strongly denounced the German emperor and the German army and advocated peace in a speech at a mass meeting in Munich accompanied by a social-democratic speaker. This speech led to sympathy among socialists for Max Weber.
Weber openly advocated resistance to the allies in 1918. He hoped that the battle would go on until the whole of Germany was occupied, and wanted to defend the eastern cities of Thorn, Danzig and Reichenberg against the Poles and the Czechs. He tried to win over the working classes who didn't want to continue the war and hoped for international revolution. Weber was against the revolution of 1918 because he feared that a strong right-wing reaction would follow. He tactically called himself a socialist, but the revolting workers regarded him as old-fashioned. President Ebert of Germany wanted him as minister of interior in november 1918, but he later chose Hugo Preuss. Ebert then wanted Weber as ambassador in Vienna, but Weber's anti-government attitude in speeches made this impossible. In early 1919 he lost a possible seat in the German parliament because of his alienation from the revolution in 1918.
Weber was a member of the German delegation during the peace negotiations in Versailles. Weber first wanted Germany not to sign the treaty, but he feared that this would only make things worse for Germany after a while and doubted for months what would be the best solution: signing or not.
In America, Weber's politics are less well known. Apologists claim that Weber's distinction between "evaluative" politics and "value-neutral" science shields his sociology from the harsh realpolitik of his personal convictions. The debate over Weber's politics continues to this day.
Achievements
Max Weber was – along with Karl Marx, Vilfredo Pareto and Émile Durkheim – one of the founders of modern sociology. Whereas Pareto and Durkheim, following Comte, worked in the positivist tradition, Weber created and worked – like Werner Sombart, his friend and then the most famous representative of German sociology – in the antipositivist, idealist and hermeneutic tradition. Those works started the antipositivistic revolution in social sciences, which stressed the difference between the social sciences and natural sciences, especially due to human social actions. Weber's early work was related to industrial sociology, but he is most famous for his later work on the sociology of religion and sociology of government.
Max Weber began his studies of rationalisation in The Protestant Ethic and the Spirit of Capitalism, in which he shows how the aims of certain Protestant denominations, particularly Calvinism, shifted towards the rational means of economic gain as a way of expressing that they had been blessed. The rational roots of this doctrine, he argued, soon grew incompatible with and larger than the religious, and so the latter were eventually discarded. Weber continues his investigation into this matter in later works, notably in his studies on bureaucracy and on the classifications of authority. In these works he alludes to an inevitable move towards rationalisation.
Sociology of religion
Weber's work on the sociology of religion started with the essay The Protestant Ethic and the Spirit of Capitalism and continued with the analysis of The Religion of China: Confucianism and Taoism, The Religion of India: The Sociology of Hinduism and Budhism, and Ancient Judaism. His work on other religions was interrupted by his sudden death in 1920, which prevented him from following Ancient Judaism with studies of Psalms, Book of Jacob, Talmudic Jewry, early Christianity and Islam.
His three main themes were the effect of religious ideas on economic activities, the relation between social stratification and religious ideas, and the distinguishable characteristics of Western civilisation.
His goal was to find reasons for the different development paths of the cultures of the Occident and the Orient. In the analysis of his findings, Weber maintained that Puritan (and more widely, Christian) religious ideas had had a major impact on the development of the economic system of Europe and the United States, but noted that they were not the only factors in this development. Other notable factors mentioned by Weber included the rationalism of scientific pursuit, merging observation with mathematics, science of scholarship and jurisprudence, rational systematisation of government administration, and economic enterprise. In the end, the study of the sociology of religion, according to Weber, merely explored one phase of the emancipation from magic, that "disenchantment of the world" that he regarded as an important distinguishing aspect of Western culture.
The Protestant Ethic and the Spirit of Capitalism
Western culture
Weber's essay The Protestant Ethic and the Spirit of Capitalism (Die protestantische Ethik und der Geist des Kapitalismus) is his most famous work. It is argued that this work should not be viewed as a detailed study of Protestantism, but rather as an introduction into Weber's later works, especially his studies of interaction between various religious ideas and economic behaviour.
In The Protestant Ethic and the Spirit of Capitalism, Weber puts forward the thesis that the Puritan ethic and ideas influenced the development of capitalism. Religious devotion has usually been accompanied by rejection of mundane affairs, including economic pursuit. Why was that not the case with Protestantism? Weber addresses that paradox in his essay.
He defines "the spirit of capitalism" as the ideas and habits that favour the rational pursuit of economic gain. Weber points out that such a spirit is not limited to Western culture, when considered as the attitude of individuals, but that such individuals – heroic entrepreneurs, as he calls them – could not by themselves establish a new economic order (capitalism). Among the tendencies identified by Weber were the greed for profit with minimum effort, the idea that work was a curse and a burden to be avoided, especially when it exceeded what was enough for modest life. "In order that a manner of life well adapted to the peculiarities of capitalism" wrote Weber "could come to dominate others, it had to originate somewhere, and not in isolated individuals alone, but as a way of life common to whole groups of man".
After defining the spirit of capitalism, Weber argues that there are many reasons to look for its origins in the religious ideas of the Reformation. Many observers like William Petty, Montesquieu, Henry Thomas Buckle, John Keats, and others have commented on the affinity between Protestantism and the development of the commercial spirit.
Weber showed that certain types of Protestantism favoured rational pursuit of economic gain and worldly activities which had been given positive spiritual and moral meaning. It was not the goal of those religious ideas, but rather a byproduct – the inherent logic of those doctrines and the advice based upon them both directly and indirectly encouraged planning and self-denial in the pursuit of economic gain.
Weber stated that he abandoned research into Protestantism because his colleague Ernst Troeltsch, a professional theologian, had initiated work on the book The Social Teachings of the Christian Churches and Sects. Another reason for Weber's decision was that that essay has provided the perspective for a broad comparison of religion and society, which he continued in his later works.
The phrase "work ethic" used in modern commentary is a derivative of the "Protestant ethic" discussed by Weber. It was adopted when the idea of the protestant ethic was generalised to apply to Japanese, Jews and other non-Christians.
The Religion of China: Confucianism and Taoism
The Religion of China: Confucianism and Taoism was Weber's second major work on the sociology of religion. Weber focused on those aspects of Chinese society that were different from those of Western Europe and especially contrasted with Puritanism, and posed a question why capitalism did not develop in China. In Hundred Schools of Thought Warring States Period, he concentrated on the early period of Chinese history, during which the major Chinese schools of thoughts (Confucianism and Taoism) came to the fore.
By 200 BC, the Chinese state had developed from a loose federation of feudal states into a unified empire with patrimonal rule, as described in the Warring States Period.
As in Europe, Chinese cities had been founded as forts or leaders' residences, and were the centres of trade and crafts. However, they never received political autonomy and its citizens had no special political rights or privileges. This is due to the strength of kinship ties, which stems from religious beliefs in ancestral spirits. Also, the guilds competed against each other for the favour of the Emperor, never uniting in order to fight for more rights. Therefore, the residents of Chinese cities never constitute a separate status class like the residents of European cities.
Early unification of the state and the establishment of central officialdom meant that the focus of the power struggle changed from the distribution of land to the distribution of offices, which with their fees and taxes were the most prominent source of income for the holder, who often pocketed up to 50% of the revenue. The imperial government depended on the services of those officials, not on the service of the military (knights) as in Europe.
Weber emphasised that Confucianism tolerated a great number of popular cults without any effort to systematise them into a religious doctrine. Instead of metaphysical conjectures, it taught adjustment to the world. The "superior" man (literati) should stay away from the pursuit of wealth (though not from wealth itself). Therefore, becoming a civil servant was preferred to becoming a businessman and granted a much higher status.
Chinese civilisation had no religious prophecy nor a powerful priestly class. The emperor was the high priest of the state religion and the supreme ruler, but popular cults were also tolerated (however the political ambitions of their priests were curtailed). This forms a sharp contrast with medieval Europe, where the Church curbed the power of secular rulers and the same faith was professed by rulers and common folk alike.
According to Confucianism, the worship of great deities is the affair of the state, while ancestral worship is required of all, and the multitude of popular cults is tolerated.
Confucianism tolerated magic and mysticism as long as they were useful tools for controlling the masses; it denounced them as heresy and suppressed them when they threatened the established order (hence the opposition to Buddhism). Note that in this context, Confucianism can be referred to as the state cult, and Taoism as the popular religion.
Weber argued that while several factors favoured the development of a capitalist economy (long periods of peace, improved control of rivers, population growth, freedom to acquire land and move outside of native community, free choice of occupation) they were outweighed by others (mostly stemming from religion):
- technical inventions were opposed on the basis of religion, in the sense that the disturbance of ancestral spirits was argued to lead to bad luck, and adjusting oneself to the world was preferred to changing it.
- sale of land was often prohibited or made very difficult.
- extended kinship groups (based on the religious importance of family ties and ancestry) protected its members against economic adversities, therefore discouraging payment of debts, work discipline, and rationalisation of work processes.
- those kinship groups prevented the development of an urban status class and hindered developments towards legal institutions, codification of laws, and the rise of a lawyer class.
According to Weber, Confucianism and Puritanism represent two comprehensive but mutually exclusive types of rationalisation, each attempting to order human life according to certain ultimate religious beliefs. Both encouraged sobriety and self-control and were compatible with the accumulation of wealth. However, Confucianism aimed at attaining and preserving "a cultured status position" and used as means adjustment to the world, education, self-perfection, politeness and familial piety. Puritanism used those means in order to create a "tool of God", creating a person that would serve the God and master the world. Such intensity of belief and enthusiasm for action were alien to the aesthetic values of Confucianism. Therefore, Weber states that it was the difference in prevailing mentality that contributed to the development of capitalism in the West and the absence of it in China.
The Religion of India: The Sociology of Hinduism and Buddhism
The Religion of India: The Sociology of Hinduism and Buddhism was Weber's third major work on the sociology of religion. In this work he deals with the structure of | | |